DFX Intelligence

G•• C•••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

G•• C•••••• P••••••• L•

CRD 306914

GREENWICH, CT

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Search this name across graphsid dfx:ria:0566e283-08c6-88d3-4b54-b1b64ef90031

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 3
Observed: Jun 25, 2021 to Mar 17, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

G•• C•••••• P••••••• L•

Venture manager · shared crd

Independent Sponsorsidentity

G•• C•••••• P••••••• L•

Capital provider to sponsors · shared crd

Private Equityidentity

G•• C•••••• P••••••• L•

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.8B••• Locked
Discretionary RAUM: $2.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•• F••• I• L•	Private Equity Fund	$458M	Mar 22, 2024	68	Mar 31, 2021	reported	021-376173
G•• F••• I• L•	Private Equity Fund	$275M	Mar 22, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•• C•••••• P••••••• G•••••• L••	G•••••• PARTNER	Na	yes	11/2017	Jun 25, 2021	Mar 22, 2024
K••••••• G••••••• H•••	MEMBER; M••••••	E	yes	11/2017	Jun 25, 2021	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•• F••• I• G• L••	n/a	n/a	n/a	N	yes	n/a
G•• F••• I• G• L••	n/a	n/a	n/a	N	yes	n/a
G•• N•••• S••• M•••••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$1.8B	50.9%	$1.2B	33.8%	16	16	0	0

Relationships

Advises (11)

→ G•• W•• C••••••••• V•••••• L•Private fundPrivate Equity Fund, IA
Mar 22, 2024 to presentfactForm ADV
→ G•• F••• I• L•Private fundPrivate Equity Fund, IA
Mar 22, 2024 to presentfactForm ADV
→ G•• S••••• C••••••••• V•••••• L•Private fundPrivate Equity Fund, IA
Jun 25, 2021 to presentfactForm ADV
→ G•• F••• I• L•Private fund

Dated events

Occurred
Mar 17, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$933M
Occurred
Mar 22, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$395M
Occurred
Mar 30, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$434M
Occurred
Mar 31, 2022
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0566e283-08c6-88d3-4b54-b1b64ef90031
First observed: Jun 25, 2021
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.