DFX Intelligence

C••••••••• T••••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

C••••••••• T••••••• T••••••

Advisor at T•• W••••••• G••••• I•••

PLANO, TX

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Search this name across graphsid dfx:ria:056a55d9-c22a-af04-a220-5ab4f1b7a988

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 4, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 2, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••••• G••••• I•••	Independent wealth	Jan 18, 2013	n/a	yes	PLANO, TX	Current employment
I•••••••• A•••• M••••••••• I•••	Former SEC adviser	Mar 4, 1997	Jan 10, 2013	no	PLANO, TX\|PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••• M••••••••• I•••	T•• W••••••• G••••• I•••	Jan 10, 2013	Jan 18, 2013	8	Firm change	Other

Relationships

Registered with (2)

→ T•• W••••••• G••••• I•••Registered adviserregistration: current employment
Jan 18, 2013 to presentfactForm ADV
→ I•••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 4, 1997 to Jan 10, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:056a55d9-c22a-af04-a220-5ab4f1b7a988
First observed: Mar 4, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.