DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL ENTERPRISE, LLC
LITTLETON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Jan 14, 2026 | n/a | yes | LITTLETON, CO | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 27, 2022 | May 3, 2025 | no | Lone Tree, CO|Lone Tree, CO|Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | LPL ENTERPRISE, LLC | May 3, 2025 | Jan 14, 2026 | 256 | Firm change | Ibd to ibd |