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CRD 154498
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A•••• O•••••••• L••• | Hedge Fund | $1.6B | Oct 31, 2013 | 67 | Feb 2, 2012 | dropped | 021-40981 |
| A•••• Q•••••••• A••••••••• L••• | Hedge Fund | $602M | Aug 25, 2016 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| O••••• P•••• E••• | MANAGING MEMBER | E | yes | 10/2004 | Feb 2, 2012 | Apr 4, 2017 |
| R••••••• B•••• | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | Na | yes | 03/2017 | Feb 2, 2012 | Apr 4, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| C• A•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN RAMON | CA | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Mar 22, 2017 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $448M | $2.1B | -78.4% | $3.6B | -50.1% | 13 | 26 | n/a | n/a |
| 34 |
| Feb 2, 2012 |
| reported |
| 021-129163 |
| T•• C••••••••• F•••• L••• | Hedge Fund | $252M | Aug 25, 2016 | 67 | Feb 2, 2012 | reported | 021-129165 |
| A•••• A••••••••• L••• | Hedge Fund | $241M | Aug 25, 2016 | 47 | Feb 2, 2012 | reported | 021-129148 |
| A•••• M•••••• L••• | Hedge Fund | $216M | Apr 4, 2017 | 63 | Mar 31, 2014 | reported | 021-40981 |
| T•• C••••••••• M••••• F••• L••• | Hedge Fund | $138M | Apr 4, 2017 | 51 | Oct 31, 2013 | reported | 021-201748 |
| A•••• H••••••••• L••• | Hedge Fund | $104M | Aug 25, 2016 | 55 | Feb 2, 2012 | reported | 021-62883 |
| P• P• E••••••• I• | Hedge Fund | $65.0M | Aug 25, 2016 | 6 | Feb 2, 2012 | reported | n/a |
| A•••• H••••••••• M•••••• L••• | Hedge Fund | $62.4M | Apr 4, 2017 | 30 | Mar 31, 2014 | reported | 021-211724 |
| A•••• G••••• P•••••••• L••• | Hedge Fund | $31.8M | Apr 4, 2017 | 27 | Feb 2, 2012 | reported | 021-104096 |
| L•••••••• C••••••• L••• | Hedge Fund | $23.6M | Feb 13, 2013 | 18 | Feb 2, 2012 | dropped | 021-62834 |
| T•• C••••••••• Q•••••••• F••• L••• | Hedge Fund | $8.7M | Aug 25, 2016 | 2 | Oct 31, 2013 | reported | 021-201749 |
| A•••• V••••• L••• | Hedge Fund | $1.0M | Aug 25, 2016 | 1 | Aug 25, 2016 | reported | n/a |
| DIRECTOR OF OPERATIONS |
| Na |
| yes |
| 08/2013 |
| Feb 2, 2012 |
| Apr 4, 2017 |
| $448M |
| $448M |
| 13 |
| 4 |
| n/a |
| 4 |
| $448M |
| 2015 | Mar 17, 2016 | $2.1B | $2.1B | 26 | 10 | n/a | 10 | $2.1B |
| 2014 | Mar 31, 2015 | $3.1B | $3.1B | 27 | 11 | n/a | 10 | $3.1B |
| 2013 | Mar 31, 2014 | $3.6B | $3.6B | 30 | 14 | n/a | 10 | $3.6B |
| 2012 | Mar 14, 2013 | $2.9B | $2.9B | 32 | 14 | n/a | 7 | $2.9B |
| 2011 | Feb 2, 2012 | $2.5B | $2.5B | n/a | n/a | n/a | 9 | $2.5B |