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RIA / WealthPrivate fundprivate equity fund3(c)(7)master funddropped

THETA INVESTORS LLC

advised by WEXFORD CAPITAL LP

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:057f1745-a865-ca89-67fd-45282924abb8

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Mar 28, 2019
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Theta Investors LLC

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: WEXFORD CAPITAL LPCRD 108726
Fund type: Private Equity Fund
Latest reported GAV: $102Mgross asset value on Schedule D 7.B(1), as of 2019-03-28; never fund size
Peak reported GAV: $322M
Beneficial owners: 93
Minimum investment: $1.0M
Owned by the adviser: 1100%
Owned by funds of funds: 800%
Owned by non-US persons: 400%
Clients solicited: no
Form D file number: 021-84020an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Delaware, United States
First reported: Mar 30, 2012
Last reported: Mar 28, 2019fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 20
Fund id: 805-9848983853

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 28, 2019	$102M	93	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Aug 23, 2018	$124M	93	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Mar 29, 2018	$124M	93	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Mar 30, 2017	$166M	91	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Jan 24, 2017	$163M	90	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Nov 7, 2016	$163M	90	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Mar 30, 2016	$163M	90	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Mar 30, 2016	$163M	90	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Oct 29, 2015	$239M	90	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Apr 7, 2015	$239M	90	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Mar 31, 2015	$239M	90	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Mar 26, 2014	$311M	91	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Feb 14, 2014	$322M	92	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Jan 13, 2014	$322M	92	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Jun 27, 2013	$322M	92	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Mar 28, 2013	$322M	92	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Feb 12, 2013	$319M	92	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Aug 9, 2012	$319M	92	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Apr 11, 2012	$319M	92	$1.0M	1100.0%	yes	THETA INVESTORS LLC
Mar 30, 2012	$319M	92	$1.0M	1100.0%	yes	THETA INVESTORS LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
WELLS FARGO BANK, N.A.	WELLS FARGO BANK, N.A.	SAN FRANCISCO	California	United States	no	n/a
WELLS FARGO SECURITIES, LLC	WELLS FARGO SECURITIES, LLC	SAN FRANCISCO	California	United States	no	8-65876

Relationships

Advises (1)

← WEXFORD CAPITAL LPRegistered adviserPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 28, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:057f1745-a865-ca89-67fd-45282924abb8
First observed: Mar 30, 2012
Last observed: Mar 28, 2019 91 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THETA INVESTORS LLC

advised by WEXFORD CAPITAL LP

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:057f1745-a865-ca89-67fd-45282924abb8

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Mar 28, 2019

$102M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Aug 23, 2018

$124M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Mar 29, 2018

$124M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Mar 30, 2017

$166M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Jan 24, 2017

$163M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Nov 7, 2016

$163M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Mar 30, 2016

$163M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Mar 30, 2016

$163M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Oct 29, 2015

$239M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Apr 7, 2015

$239M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Mar 31, 2015

$239M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Mar 26, 2014

$311M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Feb 14, 2014

$322M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Jan 13, 2014

$322M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Jun 27, 2013

$322M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Mar 28, 2013

$322M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Feb 12, 2013

$319M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Aug 9, 2012

$319M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Apr 11, 2012

$319M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Mar 30, 2012

$319M

$1.0M

1100.0%

yes

THETA INVESTORS LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

WELLS FARGO BANK, N.A.

SAN FRANCISCO

California

United States

n/a

WELLS FARGO SECURITIES, LLC

SAN FRANCISCO

California

United States

8-65876