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P•••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

P•••••• H•••••••••

Advisor at J••• M••••• S••••••••• L••

New York, NY | Jersey City, NJ

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Search this name across graphsid dfx:ria:05846ad4-2749-a0d3-9388-af2a90d7cd4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Nov 22, 2024	n/a	yes	New York, NY\|Jersey City, NJ	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 8, 2016	Nov 15, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	J••• M••••• S••••••••• L••	Nov 15, 2024	Nov 22, 2024	7	Firm change	Wirehouse to wirehouse
C•••••••• G••••• M•••••• I•••	U•• F•••••••• S••••••• I•••	Nov 2, 2015

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Nov 22, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 8, 2016 to Nov 15, 2024factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Aug 14, 2012 to Nov 2, 2015factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Nov 15, 2024
Advisor changed firm
P•••••• H••••••••• left U•• F•••••••• S••••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-11-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05846ad4-2749-a0d3-9388-af2a90d7cd4b
First observed: Jun 14, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.