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Advisor at HERMOSA WEALTH MANAGEMENT
HERMOSA BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HERMOSA WEALTH MANAGEMENT | State registered | Sep 24, 2020 | n/a | yes | HERMOSA BEACH, CA | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Feb 14, 2017 | Apr 24, 2019 | no | NEW YORK, NY|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | HERMOSA WEALTH MANAGEMENT | Apr 24, 2019 | Sep 24, 2020 | 519 | Firm change after gap | Ibd to state RIA |