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Advisor at ROSSBY FINANCIAL, LLC
Grinnell, IA | MELBOURNE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROSSBY FINANCIAL, LLC | Independent wealth | Jan 2, 2026 | n/a | yes | MELBOURNE, FL|Grinnell, IA | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 24, 2020 | Jan 7, 2026 | no | Grinnell, IA | Previous registration |
| HARBOUR INVESTMENTS, INC. | Independent wealth | Sep 20, 2017 | Aug 24, 2020 | no | WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | ROSSBY FINANCIAL, LLC | Jan 7, 2026 | Jan 2, 2026 | -5 | Firm change | Ibd to RIA |
| HARBOUR INVESTMENTS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 24, 2020 | Aug 24, 2020 | 0 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:324631:IA:2026-01-07 | Jan 7, 2026 | Jan 2, 2026 | GRINNELL, IA | Firm change |