DFX Intelligence

T•• P•••• P••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

T•• P•••• P••••••• L•••••

CRD 169364

CLAYTON, MO

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Search this name across graphsid dfx:ria:0588f526-f721-e514-02ed-a0c3b3084d27

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Apr 20, 2026 to May 20, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

T•• P•••• P••••••• L•••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.14 fund_share=0.0 institutional_share=0.86 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $109M••• Locked
Discretionary RAUM: $0
Private client RAUM: $14.8Mderived••• Locked
Private client share: 14%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $109Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• H••••• O•••••••••	n/a	CLAYTON, MO	12	19	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026	$109M	$0	1	1	1	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$109M	n/a	n/a	n/a	n/a	1	n/a	1	n/a

Relationships

Registered with (1)

← D•••• H••••• O•••••••••Advisorregistration: current employment
Jan 24, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0588f526-f721-e514-02ed-a0c3b3084d27
First observed: Apr 20, 2026
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.