DFX Intelligence

G•••••• K•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner18 years in industry

G•••••• K•••••• S••••••

Advisor at O•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jul 1, 2024	n/a	yes	Tacoma, WA\|OVERLAND PARK, KS\|Gig Harbor, WA	Current employment
A•• W••••• M••••••••• • C••••••••• S•••••••	Former SEC adviser	Apr 23, 2018	Dec 31, 2024	no	SEATTLE, WA\|BEND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• W••••• M••••••••• • C••••••••• S•••••••	O•••••••••	Dec 31, 2024	Jul 1, 2024	-183	Firm change after gap	Other
C••••••• R•••• A•••••••	A•• W••••• M••••••••• • C••••••••• S•••••••	Dec 22, 2017	Apr 23, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
108138:106766:OR:2024-12-31	Dec 31, 2024	Jul 1, 2024	BEND, OR	Firm change after gap

Relationships

Registered with (4)

→ O•••••••••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ A•• W••••• M••••••••• • C••••••••• S•••••••Registered adviserregistration: previous registration
Apr 23, 2018 to Dec 31, 2024factForm ADV
→ C••••••• R•••• A•••••••Registered adviserregistration: previous registration
Oct 13, 2016 to Dec 22, 2017factForm ADV
→ R•••••• I•••••••••

Dated events

Order

Occurred
31 Dec 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 4, 2008
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.