DFX Intelligence

R•••••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

R•••••• I•••••••••

R•••••• I••••••••• M•••••••••, LLC, CRD 105734

SEATTLE, WA

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Search this name across graphsid dfx:ria:abf61da4-f6a3-e836-5bf8-f2146e18a5c7

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 248
Dated events: 40
On other graphs: 0
Observed: Mar 28, 2012 to Apr 1, 2026
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=205.0
Regulatory AUM: $69B••• Locked
Discretionary RAUM: $68B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 74
RAUM per advisor: $927Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••• V••••• E•••••••	n/a	Wayzata, MN	21	25	1	yes
C••••• B••• W••••••	n/a	SEATTLE, WA \| PUYALLUP, WA	20	28

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
U• C••• M••••••••• F•••	Liquidity Fund	$1.7B	Apr 1, 2026	34	Mar 28, 2012	reported	n/a
U• C••• C••••••••• F•••	Liquidity Fund	$244M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• V•••••• R••••••	Director	Na	yes	10/2022	Nov 17, 2022	Oct 3, 2024
B••••• S••••• S••••••	CHIEF FINANCIAL OFFICER	Na	yes	09/2024	Oct 3, 2024	Oct 3, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• I••••••••• I••••••••• S•••••••• L••	n/a	I•••••••••_MANAGER	$81B	N	yes	n/a
R•••••• I••••••••• C••••••• L••	n/a	Asset manager	$35B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	16	yes
Milwaukee	Wi	United States	0	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	4.1%	0	0	0	14	16

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$69B	$62B	10.0%	$47B	13.2%	569	589	2	2

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••• S••••• • C••• I•••	2	Sep 6, 2016	Jul 5, 2018	SEATTLE, WA	Team lift out	Other	2.7%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P•••• S••••••••• L••	2	Dec 6, 2022	Nov 3, 2023	WAUWATOSA, WI	Team lift out	Other	0.1%

Relationships

showing 80 of 248

Affiliated with (7)

← R•••••• I•••••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ R•••••• I•••••••••Registered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ R•••••• I•••••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← R•••••• I•••••••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 1, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Apr 1, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abf61da4-f6a3-e836-5bf8-f2146e18a5c7
First observed: Mar 28, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.