DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
INVESTMENT RESEARCH & ADVISORY GROUP, INC., CRD 126246
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••• A•• J••••• | n/a | ATLANTA, GA | 9 | 31 | 1 | no |
| J••• R•••• F••••• | Certified Financial Planner | ATLANTA, GA | 6 | 26 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J•••••• J•••••• A•• | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2018 | Dec 21, 2018 | Mar 19, 2024 |
| L•••••• D••••••• B•••• | Principal | E | yes | 03/1992 | Mar 21, 2012 | Mar 19, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $15B | $13B | 16.8% | $9.1B | 19.3% | 19 | 17 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | 3 | Oct 3, 2016 | Jul 22, 2020 | ATLANTA, GA | Team lift out | Other | 0.0% |
| no |
| A••••• J••• O•• | Chartered Financial Consultant | ATLANTA, GA | 6 | 30 | 1 | no |
| H••••••• W••••• L••••• | n/a | ATLANTA, GA | 6 | 13 | 1 | no |
| D•••••• B•••• L••••• | n/a | ATLANTA, GA | 6 | 35 | 2 | no |
| D••••• R•••••• J•••• | n/a | ATLANTA, GA | 6 | 31 | 2 | no |
| S••• E•••••••• A••••• | n/a | ATLANTA, GA | 6 | 30 | 2 | no |
| C••••• A•••••••• S•••••• | n/a | ATLANTA, GA | 5 | 13 | 1 | no |
| D••••• S••••• P••••• | n/a | Fuquay-Varina, NC | ATLANTA, GA | 5 | 26 | 3 | no |
| L••••• V••••••• N•••• M•••• | n/a | ATLANTA, GA | 4 | 10 | 1 | no |
| R••••• C•••• W••••• | n/a | ATLANTA, GA | 4 | 23 | n/a | no |
| G••••• L••••••• S•••••••• | n/a | ATLANTA, GA | 3 | 14 | n/a | no |
| A•••••••• C•••••••• M•••••••• | n/a | ATLANTA, GA | 3 | 21 | n/a | no |
| P•••••• T••••• H••••• | n/a | ATLANTA, GA | 2 | 12 | 3 | no |
| B•••••• M••••• R••••• | n/a | ATLANTA, GA | 1 | 10 | n/a | no |
| C••• A••• K•••••••• | n/a | ATLANTA, GA | 1 | 14 | n/a | no |
| J••••• M• Y••••• | n/a | ATLANTA, GA | 1 | 11 | 1 | no |
| $15B |
| $1.1B |
| 19 |
| 18 |
| 0 |
| n/a |
| n/a |
| 2024 | Feb 24, 2025 | $13B | $844M | 17 | 16 | 0 | n/a | n/a |
| 2023 | Mar 19, 2024 | $11B | $680M | 16 | 15 | 0 | n/a | n/a |
| 2022 | Mar 16, 2023 | $9.1B | $569M | 16 | 15 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $9.8B | $643M | 15 | 14 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $7.6B | $541M | 11 | 11 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $7.0B | $454M | 10 | 10 | 0 | n/a | n/a |
| 2018 | Mar 22, 2019 | $7.5B | $306M | 11 | 11 | 1 | n/a | n/a |
| 2017 | Mar 28, 2018 | $8.0B | $237M | 11 | 11 | 1 | n/a | n/a |
| 2016 | Mar 28, 2017 | $169M | $164M | 11 | 11 | n/a | n/a | n/a |
| 2015 | Mar 10, 2016 | n/a | n/a | 5 | 5 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | n/a | n/a | 5 | 5 | n/a | n/a | n/a |
| 2013 | Mar 6, 2014 | n/a | n/a | 5 | 5 | n/a | n/a | n/a |
| 2012 | Feb 6, 2013 | n/a | n/a | 5 | 5 | n/a | n/a | n/a |
| 2011 | Mar 21, 2012 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |