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Advisor at LPL FINANCIAL LLC
IRVINE, CA | TEMECULA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 2, 2025 | n/a | yes | TEMECULA, CA|IRVINE, CA | Current employment |
| PACIFIC COAST FIDUCIARY LLC | Former SEC adviser | Apr 11, 2024 | Apr 2, 2025 | no | CALABASAS, CA|Temecula, CA | Previous registration |
| ARES FINANCIAL CONSULTING LLC | Independent wealth | Feb 14, 2024 | Apr 2, 2025 | no | Temecula, CA|CALABASAS, CA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Aug 15, 2005 | Mar 7, 2007 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | Jan 1, 1999 | Apr 2, 2004 | no | OWINGS MILLS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARES FINANCIAL CONSULTING LLC | PACIFIC COAST FIDUCIARY LLC | Apr 2, 2025 | Apr 11, 2024 | -356 | Firm change after gap | Other |
| PACIFIC COAST FIDUCIARY LLC | LPL FINANCIAL LLC | Apr 2, 2025 | Apr 2, 2025 | 0 | Firm change | Other |
| OSAIC FA, INC. | ARES FINANCIAL CONSULTING LLC | Mar 7, 2007 | Feb 14, 2024 | 6,188 | Firm change after gap | Other |
| T. ROWE PRICE ADVISORY SERVICES, INC. | OSAIC FA, INC. | Apr 2, 2004 | Aug 15, 2005 | 500 | Firm change after gap | Other |