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Advisor at LPL FINANCIAL LLC
KENMORE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 31, 2026 | n/a | yes | KENMORE, NY | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 28, 2025 | Jul 22, 2026 | no | WILLIAMSVILLE, NY|Orchard Park, NY|WILLIAMSVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | LPL FINANCIAL LLC | Jul 22, 2026 | Aug 31, 2026 | 40 | Firm change | Ibd to ibd |