DFX Intelligence

Y••••••••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

Y••••••••• C•••••• P•••••••

Y••••••••• C•••••• P••••••• US, LLC, CRD 324681

GAINESVILLE, FL

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Search this name across graphsid dfx:ria:059ff0ab-f2d1-211c-2ad9-25096da305ad

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 3
Observed: Aug 27, 2025 to Apr 27, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Y••••••••• C•••••• P•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

Y••••••••• C•••••• P•••••••

Capital provider to sponsors · shared crd

Real Estate Fundsidentity

Y••••••••• C•••••• P•••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $289M••• Locked
Discretionary RAUM: $289M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Y••••••••• H•••••• O••••••••• F••• I••••• L•	Other Private Fund	$89.0M	May 2, 2024	95	May 2, 2024	reported	021-414360
Y••••••••• H•••••• O••••••••• F••• I••• L•	Other Private Fund	$38.1M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• H••••••• L••	Owner	D	yes	02/2021	Apr 27, 2026	Apr 27, 2026
D• L• C••• L••	Owner	D	yes	02/2021	Apr 27, 2026	Apr 27, 2026
P•••• V•••••• R••••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$289M	$289M	2	2	0	4	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$289M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Controls (3)

← D• L• C••• L••OwnerOWNER, ownership code D, domestic entity
Apr 27, 2026 to presentfactForm ADV
← P•••• V•••••• R••••OwnerCHIEF COMPLIANCE OFFICER, VICEPRESIDENT AND HEAD OF US REGION, ownership code NA, individual
Apr 27, 2026 to presentfactForm ADV
← A•••••• H••••••• L••OwnerOWNER, ownership code D, domestic entity
Apr 27, 2026 to presentfactForm ADV

Advises (4)

→ Y••••• N• H•••••••• L••Private fund

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:059ff0ab-f2d1-211c-2ad9-25096da305ad
First observed: Aug 27, 2025
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.