DFX Intelligence

D••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

D••• T•••••••••

Advisor at P•••••••• L••

SAINT LOUIS, MO | Estacada, OR

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Search this name across graphsid dfx:ria:05a03dee-75e2-3d2d-fc1d-32e6fca25c85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 1, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• L••	Independent wealth	Jun 13, 2024	n/a	yes	Estacada, OR\|SAINT LOUIS, MO	Current employment
C•••••• P••••••• A••••••••• I•••	Independent wealth	Oct 25, 2022	Dec 4, 2023	no	Tigard, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• P••••••• A••••••••• I•••	P•••••••• L••	Dec 4, 2023	Jun 13, 2024	192	Firm change	RIA to RIA
C••••••• M•••• L••	C•••••• P••••••• A••••••••• I•••	Jun 16, 2022	Oct 25, 2022

Relationships

Registered with (3)

→ P•••••••• L••Registered adviserregistration: current employment
Jun 13, 2024 to presentfactForm ADV
→ C•••••• P••••••• A••••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2022 to Dec 4, 2023factForm ADV
→ C••••••• M•••• L••Registered adviserregistration: previous registration
Nov 1, 2021 to Jun 16, 2022factForm ADV

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
D••• T••••••••• left C•••••• P••••••• A••••••••• I••• for P•••••••• L•• (registered 2024-06-13)
Form ADVobserved 7 days ago
Occurred
Jun 16, 2022
Advisor changed firm
D••• T••••••••• left C••••••• M•••• L•• for C•••••• P••••••• A••••••••• I••• (registered 2022-10-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05a03dee-75e2-3d2d-fc1d-32e6fca25c85
First observed: Nov 1, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.