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Advisor at OAKGROWTH WEALTH MANAGEMENT LLC
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OAKGROWTH WEALTH MANAGEMENT LLC | State registered | Jan 1, 2026 | n/a | yes | PASADENA, CA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Feb 20, 2003 | Dec 14, 2020 | no | PASADENA, CA|Pasadena, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | OAKGROWTH WEALTH MANAGEMENT LLC | Dec 14, 2020 | Jan 1, 2026 | 1,844 | Firm change after gap | Ibd to state RIA |