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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TULSA, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 19, 2020 | n/a | yes | TULSA, OK | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Apr 6, 2015 | Aug 18, 2020 | no | TULSA, OK | Previous registration |
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Apr 17, 2012 | May 1, 2015 | no | TULSA, OK|DALLAS, TX | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 6, 2001 | Apr 17, 2012 | no | TULSA, OK|TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 18, 2020 | Aug 19, 2020 | 1 | Firm change | Ibd to ibd |
| MOMENTUM INDEPENDENT NETWORK INC. | CETERA ADVISORS LLC | May 1, 2015 | Apr 6, 2015 | -25 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | Apr 17, 2012 | Apr 17, 2012 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:134139:OK:2020-08-14 | Aug 18, 2020 | Aug 19, 2020 | TULSA, OK | Firm change |