DFX Intelligence

T••• E•••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T••• E•••••••• H•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Rochester, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 3, 2026	n/a	yes	Rochester, NY	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Mar 31, 2025	Aug 14, 2026	no	Rochester, NY\|Rochester, NY\|WALTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 14, 2026	Aug 3, 2026	-11	Firm change	Ibd to ibd
O•••• W•••••• I•••	C••••••••• F•••••••• N••••••	Apr 7, 2025	Mar 31, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:149018:MA:2026-08-13	Aug 14, 2026	Aug 3, 2026	WALTHAM, MA	Firm change
23131:8032:NY:2025-04-02	Apr 7, 2025	Mar 31, 2025	ROCHESTER, NY	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Mar 31, 2025 to Aug 14, 2026factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 11, 2024 to Apr 7, 2025factForm ADV
→ A••••••• P••••••••• A•••••••• I••

Dated events

Order

Occurred
14 Aug 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
7 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 30, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.