DFX Intelligence

R•••• L• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

R•••• L• K••••••

Advisor at B••••••••• W••••• M••••••••• L••

AUSTIN, TX | CINCINNATI, OH

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Search this name across graphsid dfx:ria:05caa306-d130-ced3-7b52-2ea1e93b0789

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• M••••••••• L••	Independent wealth	Jun 18, 2026	n/a	yes	AUSTIN, TX\|CINCINNATI, OH	Current employment
R••••• D•••••• F•••••••• A••••••• L••	Former SEC adviser	Jun 22, 2022	Jul 8, 2026	no	CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• D•••••• F•••••••• A••••••• L••	B••••••••• W••••• M••••••••• L••	Jul 8, 2026	Jun 18, 2026	-20	Firm change	RIA to RIA
R••••• D•••••• F•••••••• A••••••• L••	R••••• D•••••• F•••••••• A••••••• L••	Jun 29, 2022	Jun 22, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
321827:152667:OH:2026-07-08	Jul 8, 2026	Jun 18, 2026	CINCINNATI, OH	Firm change
119901:321827:OH:2022-06-29	Jun 29, 2022	Jun 22, 2022	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ B••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 18, 2026 to presentfactForm ADV
→ R••••• D•••••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 22, 2022 to Jul 8, 2026factForm ADV
→ R••••• D•••••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 13, 2009 to Jun 29, 2022factForm ADV

Dated events

Occurred
Jul 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05caa306-d130-ced3-7b52-2ea1e93b0789
First observed: Apr 1, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.