DFX Intelligence

G•••• M• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

G•••• M• S••••••••

Advisor at B•••• W••••• A••••••••• L••

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:05e18fd3-2e23-35f1-ffcc-e86bc49b4664

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• W••••• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• W••••• A••••••••• L••	Independent wealth	Jun 12, 2025	n/a	yes	BLOOMINGTON, MN	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jul 11, 2017	Oct 20, 2023	no	BLOOMINGTON, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	B•••• W••••• A••••••••• L••	Oct 20, 2023	Jun 12, 2025	601	Firm change after gap	Other
T••••••• I••••••••• M••••••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Jun 5, 2017	Jul 11, 2017

Relationships

Registered with (4)

→ B•••• W••••• A••••••••• L••Registered adviserregistration: current employment
Jun 12, 2025 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 11, 2017 to Oct 20, 2023factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2013 to Jun 5, 2017factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05e18fd3-2e23-35f1-ffcc-e86bc49b4664
First observed: Jan 17, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.