DFX Intelligence

M•••••• B••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

M•••••• B••• L••••••

Advisor at N••••••••• W••••• P•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:05e31da7-03ad-d972-728d-3109d2e4d760

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• W••••• P•••••••• L••	Independent wealth	Aug 12, 2025	n/a	yes	NEW YORK, NY	Current employment
A••••••••• L•••	Other adviser	Nov 16, 2021	Aug 21, 2025	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	N••••••••• W••••• P•••••••• L••	Aug 21, 2025	Aug 12, 2025	-9	Firm change	Other
R••••••••• C•••••• M•••••••••	A••••••••• L•••	Nov 8, 2021	Nov 16, 2021

Relationships

Registered with (3)

→ N••••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Nov 16, 2021 to Aug 21, 2025factForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Sep 3, 2021 to Nov 8, 2021factForm ADV

Dated events

Occurred
Aug 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05e31da7-03ad-d972-728d-3109d2e4d760
First observed: Sep 3, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.