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Advisor at CAPITAL CLIENT GROUP, INC.
Stamford, CT | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Aug 17, 2026 | n/a | yes | Stamford, CT|LOS ANGELES, CA | Current employment |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | Nov 13, 2017 | Sep 23, 2025 | no | BOSTON, MA|Long Island City, NY|Stamford, CT | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 14, 2016 | Oct 31, 2017 | no | GREAT NECK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | CAPITAL CLIENT GROUP, INC. | Sep 23, 2025 | Aug 17, 2026 | 328 | Firm change | Other |
| MORGAN STANLEY | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Oct 31, 2017 | Nov 13, 2017 | 13 | Firm change | Other |