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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

KATE K. HERSHEY

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Lancaster, PA | Plymouth Meeting, PA

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Search this name across graphsid dfx:ria:05e8036f-fb6b-63be-addd-61424d5557ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 17, 2002
First registration: Apr 22, 2004
Dual registered: yes, broker-dealer
Other names: KATE MARIE KOVACH|KATE MARIE KOVACH|KATE MARIE HERSHEY
IAPD individual key: 4569495

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 9, 2018	n/a	yes	Lancaster, PA\|Plymouth Meeting, PA	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 16, 2006	Jul 12, 2018	no	COLUMBUS, OH\|WAYNE, PA\|WILMINGTON, DE\|WAYNE, PA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Apr 11, 2006	no	OWENSBORO, KY\|OWENSBORO, KY	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Apr 22, 2004	Jul 6, 2005	no	OWENSBORO, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 12, 2018	Jul 9, 2018	-3	Firm change	Ibd to ibd
CHASE INVESTMENT SERVICES CORP.	PNC WEALTH MANAGEMENT	Apr 11, 2006	May 16, 2006	35	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jul 9, 2018 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 16, 2006 to Jul 12, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Apr 11, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 22, 2004 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.