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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

INNOVATOR CAPITAL MANAGEMENT, LLC

CRD 287718

WHEATON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:05eddf41-1d13-38ef-d2d9-9a1b6bfa7e5e

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 10
On other graphs: 0
Observed: Mar 1, 2017 to Jun 18, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=54.0
Regulatory AUM: $30BItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $30B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 73
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-110111
CIK: 1708237
CRD: 287718
Filings on the tape: 24
First filed: Mar 1, 2017
Latest filed: Jun 18, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOND, HAROLD, BRUCE	MANAGER AND CHIEF EXECUTIVE OFFICER	D	yes	02/2017	Mar 1, 2017	Dec 16, 2024
SOUTHARD, JOHN, WILDER	President	C	yes	02/2017	Mar 1, 2017	Dec 16, 2024
BROWN, JEFFREY, D	Member	B	no	02/2017	Mar 1, 2017	Dec 16, 2024
DAY, GRAHAM, ALEXANDER	EVP, CHIEF INVESTMENT OFFICER	Na	no	09/2022	Sep 27, 2022	Dec 16, 2024
MEYER, KATHLEEN, IRENE	CHIEF FINANCIAL OFFICER	Na	no	09/2022	Mar 28, 2023	Dec 16, 2024
ZALESIAK, CARI	CHIEF COMPLIANCE OFFICER	Na	no	05/2022	May 18, 2022	Dec 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T2 CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 30, 2026	$30B	$30B	73	6	n/a	n/a
2024	Apr 21, 2025	$22B	$22B	55	6	n/a	n/a
2023	Mar 27, 2024	$17B	$17B	48	6	n/a	n/a
2022	Mar 28, 2023	$11B	$11B	42	5	n/a	n/a
2021	Mar 25, 2022	$6.0B	$6.0B	30	5	n/a	n/a
2020	Mar 29, 2021	$4.1B	$4.1B	30	4	n/a	n/a
2019	Mar 30, 2020	$2.3B	$2.3B	18	4	n/a	n/a
2018	Mar 29, 2019	$718M	$718M	13	4	n/a	n/a
2017	Mar 21, 2018	$424M	$424M	11	4	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$30B	$22B	35.7%	$11B	39.9%	73	55	0	0

Relationships

Controls (2)

← BOND, HAROLD, BRUCEOwnerMANAGER AND CHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 1, 2017 to Dec 16, 2024factForm ADV
← SOUTHARD, JOHN, WILDEROwnerPRESIDENT, ownership code C, individual
Mar 1, 2017 to Dec 16, 2024factForm ADV

Owns (4)

← MEYER, KATHLEEN, IRENEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2023 to Dec 16, 2024factForm ADV
← BROWN, JEFFREY, DOwnerMEMBER, ownership code B, individual
Mar 1, 2017 to Dec 16, 2024factForm ADV
← DAY, GRAHAM, ALEXANDEROwnerEVP, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Sep 27, 2022 to Dec 16, 2024factForm ADV
← ZALESIAK, CARIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 18, 2022 to Dec 16, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Innovator Capital Management, Llc reported RAUM $30.2B, up 36% from $22.3B (2025-04-21 to 2026-03-30)
Form ADVobserved 5 days ago
$8.0B
Occurred
Apr 21, 2025
Regulatory AUM changed
Innovator Capital Management, Llc reported RAUM $22.3B, up 28% from $17.4B (2024-12-16 to 2025-04-21)
Form ADVobserved 5 days ago
$4.9B
Occurred
Mar 27, 2024
Regulatory AUM changed
Innovator Capital Management, Llc reported RAUM $17.4B, up 58% from $11.1B (2023-12-08 to 2024-03-27)
Form ADVobserved 5 days ago
$6.4B
Occurred
Mar 28, 2023
Regulatory AUM changed
Innovator Capital Management, Llc reported RAUM $11.1B, up 85% from $6.0B (2022-11-04 to 2023-03-28)
Form ADVobserved 5 days ago
$5.1B
Occurred
Mar 25, 2022
Regulatory AUM changed
Innovator Capital Management, Llc reported RAUM $6.0B, up 47% from $4.1B (2021-03-29 to 2022-03-25)
Form ADVobserved 5 days ago
$1.9B
Occurred
Mar 29, 2021
Regulatory AUM changed
Innovator Capital Management, Llc reported RAUM $4.1B, up 79% from $2.3B (2020-03-30 to 2021-03-29)
Form ADVobserved 5 days ago
$1.8B
Occurred
Mar 30, 2020
Regulatory AUM changed
Innovator Capital Management, Llc reported RAUM $2.3B, up 215% from $717.7M (2020-01-03 to 2020-03-30)
Form ADVobserved 5 days ago
$1.5B
Occurred
Nov 25, 2019
Control person left
J Michael Wiederholt (Chief Compliance Officer) no longer on Schedule A of Innovator Capital Management, Llc (listed 2019-10-18, absent 2019-11-25)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Innovator Capital Management, Llc reported RAUM $717.7M, up 69% from $424.0M (2018-12-11 to 2019-03-29)
Form ADVobserved 5 days ago
$294M
Occurred
Mar 1, 2017
First Form ADV filing
Innovator Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05eddf41-1d13-38ef-d2d9-9a1b6bfa7e5e
First observed: Mar 1, 2017
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INNOVATOR CAPITAL MANAGEMENT, LLC

CRD 287718

WHEATON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:05eddf41-1d13-38ef-d2d9-9a1b6bfa7e5e

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOND, HAROLD, BRUCE

MANAGER AND CHIEF EXECUTIVE OFFICER

yes

02/2017

Mar 1, 2017

Dec 16, 2024

SOUTHARD, JOHN, WILDER

President

yes

02/2017

Mar 1, 2017

Dec 16, 2024

BROWN, JEFFREY, D

Member

02/2017

Mar 1, 2017

Dec 16, 2024

DAY, GRAHAM, ALEXANDER

EVP, CHIEF INVESTMENT OFFICER

09/2022

Sep 27, 2022

Dec 16, 2024

MEYER, KATHLEEN, IRENE

CHIEF FINANCIAL OFFICER

09/2022

Mar 28, 2023

Dec 16, 2024

ZALESIAK, CARI

CHIEF COMPLIANCE OFFICER

05/2022

May 18, 2022

Dec 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

T2 CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$30B

n/a

2024

Apr 21, 2025

$22B

n/a

2023

Mar 27, 2024

$17B

n/a

2022

Mar 28, 2023

$11B

n/a

2021

Mar 25, 2022

$6.0B

n/a

2020

Mar 29, 2021

$4.1B

n/a

2019

Mar 30, 2020

$2.3B

n/a

2018

Mar 29, 2019

$718M

n/a

2017

Mar 21, 2018

$424M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$30B

$22B

35.7%

$11B

39.9%