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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Fargo, ND | FARGO, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 17, 2013 | n/a | yes | FARGO, ND|Fargo, ND | Current employment |
| SECURUS WEALTH MANAGEMENT, LLC | Former SEC adviser | Mar 12, 2007 | Feb 19, 2014 | no | FARGO ND, MN | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 28, 2005 | Jun 18, 2008 | no | FARGO, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURUS WEALTH MANAGEMENT, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Feb 19, 2014 | Dec 17, 2013 | -64 | Firm change after gap | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | SECURUS WEALTH MANAGEMENT, LLC | Jun 18, 2008 | Mar 12, 2007 | -464 | Firm change after gap | Other |