DFX Intelligence

I•••••• A•••• M••••••••• ••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

I•••••• A•••• M••••••••• ••• L••••••

CRD 286174

HONG KONG

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Search this name across graphs

Data as of Sep 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 2
Observed: Jan 14, 2021 to Sep 25, 2025
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

I•••••• A•••• M••••••••• ••• L••••••

Private equity manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Venture Capitalidentity

I•••••• A•••• M••••••••• ••• L••••••

Venture manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.85 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••••• C•••• F•••• M••••• F•••	Hedge Fund	$710M	Sep 25, 2025	83	Mar 20, 2017	reported	021-376576
I•••••• C•••• E••••• M••••• F•••	Other Private Fund	$45.5M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• Y•••••••	DIRECTOR/ CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICER	Na	yes	05/2018	Jan 14, 2021	Sep 23, 2024
G••• S•••• G••• L••••••	Shareholder	E	yes	10/2022	Jan 14, 2021	Sep 23, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 23, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.1B	$1.2B	-2.5%	n/a	n/a	13	10	0	0

Relationships

Advises (3)

→ I•••••• C•••• F•••• M••••• F•••Private fundHedge Fund, IA
Mar 20, 2017 to presentfactForm ADV
→ I•••••• C•••• E••••• M••••• F•••Private fundOther Private Fund, IA
Sep 8, 2020 to presentfactForm ADV
→ I•• L••••• R••• I• L••••••Private fundPrivate Equity Fund, IA
Sep 21, 2022 to presentfactForm ADV

Controls (4)

Dated events

Order

Occurred
22 Jul 2021
Ria registration change
••• Locked
Form ADV
Occurred
14 Jan 2021
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 14, 2021
Last observed: Sep 25, 2025 12 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.