DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
PRAIRIE VILLAGE, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 9, 2010 | n/a | yes | PRAIRIE VILLAGE, KS | Current employment |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Oct 28, 2005 | Aug 11, 2009 | no | ST. LOUIS, MO|ST. LOUIS, MO|ST. LOUIS, MO|ST. ANN, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• K••••• • C••••••• L•• | L•• F•••••••• L•• | Aug 11, 2009 | Dec 9, 2010 | 485 | Firm change after gap | Other |
| A••••••••• A•••••• S•••••••• I••• | M••••• K••••• • C••••••• L•• | Oct 25, 2005 | Oct 28, 2005 |
| A••••••••• A•••••• S•••••••• I••• | n/a | Nov 20, 2003 | Oct 25, 2005 | no | CLAYTON, MO | Previous registration |
| M••••• S•••••• D• I••• | n/a | Sep 4, 2002 | Jul 10, 2003 | no | CHESTERFIELD, MO | Previous registration |
| 3 |
| Firm change |
| Other |
| M••••• S•••••• D• I••• | A••••••••• A•••••• S•••••••• I••• | Jul 10, 2003 | Nov 20, 2003 | 133 | Firm change | Other |