DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ETESIAN WEALTH ADVISORS, INC.

CRD 152127

WEST LINN, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:060934f8-8035-d863-6b8a-4ecd54a10c0e

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2012 to Mar 17, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $503MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $503M
Private client RAUM: $458MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $71.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 936
Individual clients: 396
High net worth clients: 19
Custody, client assets: $205M
SEC number: 801-70785
CRD: 152127
Filings on the tape: 31
First filed: Mar 28, 2012
Latest filed: Mar 17, 2026
Organised: Corporation, OR

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STANLEY CLAYTON LOCHRIE	n/a	West Linn, OR	16	33	3	no
Benjamin W Wright	n/a	West Linn, OR	9	10	n/a	no
Jesse Jonathan Steele	n/a	WEst Linn, OR	8	19	n/a	no
MICHAEL ALLEN RUE	n/a	WEST LINN, OR \| Bothell, WA	2	32	3	no
GEORGE LESTER TAYLOR	n/a	WEST LINN, OR	1	43	3	no
MARIE MAGDALENA TAYLOR	n/a	WEST LINN, OR	1	39	1	no
JACOB CHARLES SCARMINACH	n/a	WEST LINN, OR	1	11	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LOCHRIE, BARBARA	Owner	C	yes	07/2012	Mar 18, 2013	Nov 13, 2024
LOCHRIE, STANLEY, CLAYTON	OWNER, PRESIDENT, CHIEF COMPLIANCE OFFICER	C	yes	12/2009	Mar 28, 2012	Nov 13, 2024
Steele, Jesse, Jonathan	Shareholder	B	no	04/2019	May 30, 2019	Nov 13, 2024
Wright, Benjamin, W	Shareholder	B	no	04/2019	May 30, 2019	Nov 13, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$503M	$503M	8	6	2	n/a	n/a
2024	Feb 11, 2025	$427M	$422M	8	6	1	n/a	n/a
2023	Mar 12, 2024	$285M	$281M	6	4	1	n/a	n/a
2022	Jan 25, 2023	$258M	$252M	6	4	1	n/a	n/a
2021	Feb 10, 2022	$293M	$288M	7	4	1	n/a	n/a
2020	Feb 23, 2021	$267M	$265M	6	4	1	n/a	n/a
2019	Mar 25, 2020	$234M	$232M	6	4	1	n/a	n/a
2018	Feb 1, 2019	$215M	$213M	6	4	2	n/a	n/a
2017	Mar 26, 2018	$232M	$231M	6	4	2	n/a	n/a
2016	Mar 25, 2017	$214M	$212M	6	3	n/a	n/a	n/a
2015	Feb 8, 2016	$209M	$207M	8	4	n/a	n/a	n/a
2014	Feb 5, 2015	$232M	$227M	8	6	n/a	n/a	n/a
2013	Feb 18, 2014	$323M	$205M	5	4	n/a	n/a	n/a
2012	Mar 18, 2013	$276M	$167M	7	5	n/a	n/a	n/a
2011	Mar 28, 2012	$256M	$144M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$503M	$427M	17.9%	$258M	24.9%	8	8	2	1

Relationships

Registered with (12)

← JACOB CHARLES SCARMINACHAdvisorregistration: current employment
Mar 12, 2025 to presentfactForm ADV
← MARIE MAGDALENA TAYLORAdvisorregistration: current employment
Jan 13, 2025 to presentfactForm ADV
← GEORGE LESTER TAYLORAdvisorregistration: current employment
Jan 2, 2025 to presentfactForm ADV
← MICHAEL ALLEN RUEAdvisorregistration: current employment
Jul 17, 2024 to presentfactForm ADV
← Jesse Jonathan SteeleAdvisorregistration: current employment
Dec 13, 2017 to presentfactForm ADV
← Benjamin W WrightAdvisorregistration: current employment
Oct 13, 2016 to presentfactForm ADV
← STANLEY CLAYTON LOCHRIEAdvisorregistration: current employment
Dec 16, 2009 to presentfactForm ADV
← GREGORY SCOTT BARKERAdvisorregistration: previous registration
Nov 3, 2014 to Jun 1, 2015factForm ADV
← TAMMI JO ORTEGAAdvisorregistration: previous registration
Sep 26, 2014 to May 5, 2015factForm ADV
← ERIC J STUTZMANAdvisorregistration: previous registration
Jan 10, 2013 to Nov 26, 2014factForm ADV
← JOSEPH EDWARD FLEISCHMANNAdvisorregistration: previous registration
Oct 5, 2010 to May 12, 2014factForm ADV
← STEVEN RAY COLEAdvisorregistration: previous registration
Apr 11, 2011 to May 28, 2013factForm ADV

Controls (2)

← LOCHRIE, STANLEY, CLAYTONOwnerOWNER, PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 28, 2012 to Nov 13, 2024factForm ADV
← LOCHRIE, BARBARAOwnerOWNER, ownership code C, individual
Mar 18, 2013 to Nov 13, 2024factForm ADV

Owns (2)

← Wright, Benjamin, WOwnerSHAREHOLDER, ownership code B, individual
May 30, 2019 to Nov 13, 2024factForm ADV
← Steele, Jesse, JonathanOwnerSHAREHOLDER, ownership code B, individual
May 30, 2019 to Nov 13, 2024factForm ADV

Dated events

Occurred
Feb 11, 2025
Regulatory AUM changed
Etesian Wealth Advisors, Inc. reported RAUM $426.8M, up 50% from $284.7M (2025-01-29 to 2025-02-11)
Form ADVobserved 5 days ago
$142M
Occurred
Mar 28, 2012
Succession filed (Item 4)
Etesian Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:060934f8-8035-d863-6b8a-4ecd54a10c0e
First observed: Mar 28, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ETESIAN WEALTH ADVISORS, INC.

CRD 152127

WEST LINN, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:060934f8-8035-d863-6b8a-4ecd54a10c0e

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STANLEY CLAYTON LOCHRIE

n/a

West Linn, OR

Benjamin W Wright

n/a

West Linn, OR

n/a

Jesse Jonathan Steele

n/a

WEst Linn, OR

n/a

MICHAEL ALLEN RUE

n/a

WEST LINN, OR | Bothell, WA

GEORGE LESTER TAYLOR

n/a

WEST LINN, OR

MARIE MAGDALENA TAYLOR

n/a

WEST LINN, OR

JACOB CHARLES SCARMINACH

n/a

WEST LINN, OR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LOCHRIE, BARBARA

Owner

yes

07/2012

Mar 18, 2013

Nov 13, 2024

LOCHRIE, STANLEY, CLAYTON

OWNER, PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

12/2009

Mar 28, 2012

Nov 13, 2024

Steele, Jesse, Jonathan

Shareholder

04/2019

May 30, 2019

Nov 13, 2024

Wright, Benjamin, W

Shareholder

04/2019

May 30, 2019

Nov 13, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$503M

n/a

2024

Feb 11, 2025

$427M

$422M

n/a

2023

Mar 12, 2024

$285M

$281M

n/a

2022

Jan 25, 2023

$258M

$252M

n/a

2021

Feb 10, 2022

$293M

$288M

n/a

2020

Feb 23, 2021

$267M

$265M

n/a

2019

Mar 25, 2020

$234M

$232M

n/a

2018

Feb 1, 2019

$215M

$213M

n/a

2017

Mar 26, 2018

$232M

$231M

n/a

2016

Mar 25, 2017

$214M

$212M

n/a

2015

Feb 8, 2016

$209M

$207M

n/a

2014

Feb 5, 2015

$232M

$227M

n/a

2013

Feb 18, 2014

$323M

$205M

n/a

2012

Mar 18, 2013

$276M

$167M

n/a

2011

Mar 28, 2012

$256M

$144M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$503M

$427M

17.9%

$258M

24.9%