DFX Intelligence

C••• C•••• F•••••••• S••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

C••• C•••• F•••••••• S••••••••

P••••• J•••••• G•••••••, CRD 311923

SAN CLEMENTE, CA

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Search this name across graphsid dfx:ria:060b9929-df13-78d6-d9a5-89606dc16a93

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 19, 2026 to May 19, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $9.0M••• Locked
Discretionary RAUM: $9.0M
Private client RAUM: $9.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 0
Advisory employees: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••••• J•••••• G•••••••	n/a	SAN CLEMENTE, CA	1	24	5	no

Relationships

Registered with (1)

← P••••• J•••••• G•••••••Advisorregistration: previous registration
Oct 21, 2024 to May 19, 2025factForm ADV

Dated events

Occurred
Jan 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:060b9929-df13-78d6-d9a5-89606dc16a93
First observed: May 19, 2026
Last observed: May 19, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.