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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HIMCO HGF I, LLC

CRD 157866

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06190e11-3c50-6bcc-c83f-7fb977b5fe94

Data as of Sep 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to Sep 30, 2019
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Himco Hgf I, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $891MItem 5.F on the latest filing (2019-09-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $891M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 62
Advisory employees: 26
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $891Mgross asset value as reported per fund; never fund size
Custody, client assets: $891M
SEC number: 801-72859
CRD: 157866
Filings on the tape: 15
First filed: Mar 30, 2012
Latest filed: Sep 30, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEHART AVENUE ASSOCIATES LP	Owner	D	yes	10/2005	Mar 29, 2019	Sep 30, 2019
HANSON, JAMES, E.	MANAGING MEMBER/ CEO	D	yes	10/2005	Mar 30, 2012	Sep 30, 2019
HANSON, JAMES, E.	Manager	Na	yes	04/2003	Mar 30, 2012	Sep 30, 2019
ROSEN, MARK, S.	MANAGER AND CCO	Na	yes	04/2003	Mar 30, 2012	Sep 30, 2019
THE HAMPSHIRE COMPANIES, LLC	SOLE OWNER	D	yes	10/2005	Mar 30, 2012	Sep 30, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HAMPSHIRE INVESTMENT MANAGEMENT COMPANY, LLC	n/a	Asset manager	$726M	N	yes	n/a
FIMCO, LLC	n/a	Former SEC adviser	$238M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Morristown	Nj	United States	26	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$891M	$891M	62	26	1	3	$891M
2017	Mar 29, 2018	$903M	$903M	58	29	1	3	$903M
2016	Mar 30, 2017	$909M	$909M	65	28	n/a	2	$700M
2015	Mar 24, 2016	$622M	$622M	69	26	n/a	2	$622M
2014	Mar 25, 2015	$501M	$501M	57	28	n/a	1	$501M
2013	Mar 28, 2014	$406M	$406M	53	27	n/a	1	$406M
2012	Mar 27, 2013	$263M	$263M	43	22	n/a	1	$263M
2011	Mar 30, 2012	$191M	$191M	n/a	n/a	n/a	1	$191M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$891M	$903M	-1.3%	$622M	12.7%	62	58	1	1

Relationships

Affiliated with (3)

→ HIMCO, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FIMCO, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FIMCO, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← HANSON, JAMES, E.OwnerMANAGING MEMBER/ CEO, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← ROSEN, MARK, S.OwnerMANAGER AND CCO, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← DEHART AVENUE ASSOCIATES LPOwnerOWNER, ownership code D, domestic entity
Mar 29, 2019 to presentfactForm ADV
← THE HAMPSHIRE COMPANIES, LLCOwnerSOLE OWNER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

Occurred
Sep 27, 2019
Control person joined
S. Mark Rosen (Manager And Cco) appeared on Schedule A of Himco Hgf I, Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06190e11-3c50-6bcc-c83f-7fb977b5fe94
First observed: Mar 30, 2012
Last observed: Sep 30, 2019 84 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIMCO HGF I, LLC

CRD 157866

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06190e11-3c50-6bcc-c83f-7fb977b5fe94

Data as of Sep 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEHART AVENUE ASSOCIATES LP

Owner

yes

10/2005

Mar 29, 2019

Sep 30, 2019

HANSON, JAMES, E.

MANAGING MEMBER/ CEO

yes

10/2005

Mar 30, 2012

Sep 30, 2019

HANSON, JAMES, E.

Manager

yes

04/2003

Mar 30, 2012

Sep 30, 2019

ROSEN, MARK, S.

MANAGER AND CCO

yes

04/2003

Mar 30, 2012

Sep 30, 2019

THE HAMPSHIRE COMPANIES, LLC

SOLE OWNER

yes

10/2005

Mar 30, 2012

Sep 30, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HAMPSHIRE INVESTMENT MANAGEMENT COMPANY, LLC

n/a

Asset manager

$726M

yes

n/a

FIMCO, LLC

n/a

Former SEC adviser

$238M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Morristown

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$891M

2017

Mar 29, 2018

$903M

2016

Mar 30, 2017

$909M

n/a

$700M

2015

Mar 24, 2016

$622M

n/a

$622M

2014

Mar 25, 2015

$501M

n/a

$501M

2013

Mar 28, 2014

$406M

n/a

$406M

2012

Mar 27, 2013

$263M

n/a

$263M

2011

Mar 30, 2012

$191M

n/a

$191M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$891M

$903M

-1.3%

$622M

12.7%