This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Feb 14, 2019

First registration

Nov 29, 2021

Dual registered

yes, broker-dealer

Other names

KATHERINE MELISSA TRIPP|KATHERINE M TRIPP|Katherine Tripp

IAPD individual key

7049391

• Occurred

  Nov 16, 2023
  Advisor changed firm

  Katherine Tripp left Wells Fargo Advisors for Stifel, Nicolaus & Company, Incorporated (registered 2023-11-15)

  Form ADVobserved 6 days ago
• Occurred

  Sep 2, 2022
  Advisor changed firm

  Katherine Tripp left Citigroup Global Markets Inc. for Wells Fargo Advisors (registered 2022-09-13)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:062197db-1002-0f0e-7f48-d1dea1b0e5db

First observed

Nov 29, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.