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Advisor at LPL FINANCIAL LLC
NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 18, 2022 | n/a | yes | NASHVILLE, TN | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | May 19, 2021 | May 18, 2022 | no | WAVERLY, IA|Nashville, TN | Previous registration |
| LUKEN INVESTMENT ANALYTICS, LLC | Independent wealth | May 6, 2019 | Oct 20, 2020 | no | BRENTWOOD, TN | Previous registration |
| EDWARD JONES | National bd RIA | Aug 28, 2017 | Mar 15, 2019 | no | FOLEY, AL|ST LOUIS, MO|Maryland Heights, MO|MT JULIET, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |
| LUKEN INVESTMENT ANALYTICS, LLC | CUNA BROKERAGE SERVICES, INC. | Oct 20, 2020 | May 19, 2021 | 211 | Firm change | RIA to ibd |
| EDWARD JONES | LUKEN INVESTMENT ANALYTICS, LLC | Mar 15, 2019 | May 6, 2019 | 52 | Firm change | Ibd to RIA |