DFX Intelligence

A••••• F•••••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A••••• F•••••••• B••••••

Advisor at C••••••• M••••••••• I••••••••• A•••••••• L••

BOSTON, MA | Dallas, TX

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Search this name across graphsid dfx:ria:0629410e-28c8-bde3-fc19-4a9bfe12722b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• M••••••••• I••••••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 22, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	Mar 31, 2015	n/a	yes	Dallas, TX\|BOSTON, MA	Current employment
C••••••••• A•••••••• L••	Independent wealth	Feb 6, 2012	Jun 11, 2012	no	NEEDHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A•••••••• L••	C••••••• M••••••••• I••••••••• A•••••••• L••	Jun 11, 2012	Mar 31, 2015	1,023	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 31, 2015 to presentfactForm ADV
→ C••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 6, 2012 to Jun 11, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0629410e-28c8-bde3-fc19-4a9bfe12722b
First observed: Feb 6, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.