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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PLYMOUTH, MI | Madeira, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 16, 2018 | n/a | yes | PLYMOUTH, MI|Madeira, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 20, 2018 | no | LIVONIA, MI|Farmington Hills, MI | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Oct 31, 2008 | Jun 1, 2009 | no | LIVONIA, MI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 23, 1997 | Nov 6, 2008 | no | PLYMOUTH, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 20, 2018 | Feb 16, 2018 | -4 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY & CO. LLC | Nov 6, 2008 | Oct 31, 2008 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:149018:MI:2018-02-20 | Feb 20, 2018 | Feb 16, 2018 | FARMINGTON HILLS, MI | Firm change |