DFX Intelligence

J•••• R••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

J•••• R••••• P•••••••

Advisor at S••••••• I••••••••• A•••••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:062fa09a-5554-9149-c92a-1b2687638d22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 13, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••	Mixed wealth	Dec 14, 2020	n/a	yes	CHICAGO, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 13, 2020	Dec 21, 2020	no	CHICAGO, IL\|FORT MILL, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••••• I••••••••• A•••••••	Dec 21, 2020	Dec 14, 2020	-7	Firm change	Ibd to RIA
C•••••• S••••• • C••• I•••	L•• F•••••••• L••	Dec 11, 2019	Jan 13, 2020

Relationships

Registered with (3)

→ S••••••• I••••••••• A•••••••Registered adviserregistration: current employment
Dec 14, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2020 to Dec 21, 2020factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 18, 2017 to Dec 11, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:062fa09a-5554-9149-c92a-1b2687638d22
First observed: May 18, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.