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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FORTIS ASSET MANAGEMENT

FORTIS ASSET MANAGEMENT, INC., CRD 174199

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06316fcd-2a61-8f86-2a1e-a27f5e6bfc8f

Data as of Aug 5, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Dec 8, 2015 to Aug 5, 2016
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

FORTIS ASSET MANAGEMENT

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $143MItem 5.F on the latest filing (2016-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $143M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Accounts: 65
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-107050
CRD: 174199
Filings on the tape: 6
First filed: Dec 8, 2015
Latest filed: Aug 5, 2016
Organised: Corporation, Colorado

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BLACK SWIFT CREDIT OPPORTUNITY FUND, L.P.	Securitized Asset Fund	$0	Aug 5, 2016	0	Jul 19, 2016	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORTIS PRIVATE BANK	Shareholder	E	yes	12/2014	Mar 29, 2016	Aug 5, 2016
FRB BANCSHARES, INC.	Shareholder	E	yes	12/2014	Dec 8, 2015	Aug 5, 2016
MYERS, DEBORAH, STILLMAN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Mar 29, 2016	Aug 5, 2016
NORINS, MICHAEL, MILLER	CHIEF OPERATING OFFICER	Na	yes	12/2014	Dec 8, 2015	Aug 5, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FORTIS PRIVATE BANK	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$143M	$143M	6	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$143M	n/a	n/a	n/a	n/a	6	n/a	n/a	n/a

Relationships

Advises (1)

→ BLACK SWIFT CREDIT OPPORTUNITY FUND, L.P.Private fundSecuritized Asset Fund, IA
Jul 19, 2016 to presentfactForm ADV

Controls (4)

← NORINS, MICHAEL, MILLEROwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Dec 8, 2015 to presentfactForm ADV
← MYERS, DEBORAH, STILLMANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2016 to presentfactForm ADV
← FORTIS PRIVATE BANKOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2016 to presentfactForm ADV
← FRB BANCSHARES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Dec 8, 2015 to presentfactForm ADV

Registered with (1)

← GREGORY JOEL CASALSAdvisorregistration: previous registration
May 15, 2015 to Jan 18, 2017factForm ADV

Dated events

Occurred
Dec 8, 2015
First Form ADV filing
Fortis Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06316fcd-2a61-8f86-2a1e-a27f5e6bfc8f
First observed: Dec 8, 2015
Last observed: Aug 5, 2016 123 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORTIS ASSET MANAGEMENT

FORTIS ASSET MANAGEMENT, INC., CRD 174199

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06316fcd-2a61-8f86-2a1e-a27f5e6bfc8f

Data as of Aug 5, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BLACK SWIFT CREDIT OPPORTUNITY FUND, L.P.

Securitized Asset Fund

Aug 5, 2016

Jul 19, 2016

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORTIS PRIVATE BANK

Shareholder

yes

12/2014

Mar 29, 2016

Aug 5, 2016

FRB BANCSHARES, INC.

Shareholder

yes

12/2014

Dec 8, 2015

Aug 5, 2016

MYERS, DEBORAH, STILLMAN

CHIEF COMPLIANCE OFFICER

yes

03/2016

Mar 29, 2016

Aug 5, 2016

NORINS, MICHAEL, MILLER

CHIEF OPERATING OFFICER

yes

12/2014

Dec 8, 2015

Aug 5, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FORTIS PRIVATE BANK

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$143M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$143M

n/a