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E••••• A•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

E••••• A•••• M••••

Advisor at C•• W••••• P••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:0635a949-c9ba-818b-5883-78e099d3cfe4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• W••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•• W••••• P••••••• L••	Independent wealth	Sep 26, 2019	n/a	yes	AUSTIN, TX	Current employment
S•••••••	Bd affiliated wealth	Nov 12, 2012	Oct 1, 2019	no	AUSTIN, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••	C•• W••••• P••••••• L••	Oct 1, 2019	Sep 26, 2019	-5	Firm change	Ibd to new firm
R•• C•••••• M••••••• L••	S•••••••	Dec 10, 2012

Relationships

Registered with (3)

→ C•• W••••• P••••••• L••Registered adviserregistration: current employment
Sep 26, 2019 to presentfactForm ADV
→ S•••••••Registered adviserregistration: previous registration
Nov 12, 2012 to Oct 1, 2019factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jul 14, 2004 to Dec 10, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0635a949-c9ba-818b-5883-78e099d3cfe4
First observed: Jul 14, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.