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Advisor at CETERA INVESTMENT ADVISERS LLC
WARREN, PA | ERIE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | WARREN, PA|ERIE, PA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Mar 10, 2025 | Sep 5, 2025 | no | Warren, PA|Erie, PA|DALLAS, TX | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Sep 21, 2016 | Mar 12, 2025 | no | ERIE, PA|Cleveland, OH|BROOKLYN, OH|WARREN, PA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 9, 2009 | Sep 21, 2016 | no | MEADVILLE, PA|ERIE, PA|ERIE, PA|WARREN, PA|CORRY, PA|FORT MILL, SC|ERIE, PA|ERIE, PA|ERIE, PA|JAMESTOWN, NY|JAMESTOWN, NY|FALCONER, NY | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | May 28, 2003 | Dec 3, 2003 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| KEY INVESTMENT SERVICES LLC | AVANTAX ADVISORY SERVICES | Mar 12, 2025 | Mar 10, 2025 | -2 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | KEY INVESTMENT SERVICES LLC | Sep 21, 2016 | Sep 21, 2016 | 0 | Firm change | Other |
| VERAVEST INVESTMENT ADVISORS, INC. | LPL FINANCIAL LLC | Dec 3, 2003 | Sep 9, 2009 | 2,107 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:136300:NY:2016-09-21 | Sep 21, 2016 | Sep 21, 2016 | FALCONER, NY | Firm change |