DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• S••••••••• I•••
DES MOINES, IA | SCRANTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Mar 14, 2025 | n/a | yes | DES MOINES, IA|SCRANTON, PA | Current employment |
| V••• R••••••••• A•••••••• L•• | Other adviser | Feb 18, 2025 | Feb 24, 2025 | no | Scranton, PA|WINDSOR, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••• R••••••••• A•••••••• L•• | P•••••••• S••••••••• I••• | Feb 24, 2025 | Mar 14, 2025 | 18 | Firm change | Other |
| O••••••••• S••••••••• I••• | V••• R••••••••• A•••••••• L•• | Feb 8, 2025 | Feb 18, 2025 |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Feb 8, 2023 | Feb 8, 2025 | no | INDIANAPOLIS, IN|Scranton, PA | Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Apr 28, 2020 | Sep 15, 2021 | no | KINGSTON SPRINGS, TN|Scranton, PA | Previous registration |
| P••••••••• S••••• S••••••••• L•• | Institutional manager | Sep 16, 2019 | Apr 24, 2020 | no | Scranton, PA | Previous registration |
| 10 |
| Firm change |
| Other |
| V••• F•••••••• P•••••••• L•• | O••••••••• S••••••••• I••• | Sep 15, 2021 | Feb 8, 2023 | 511 | Firm change after gap | Other |
| P••••••••• S••••• S••••••••• L•• | V••• F•••••••• P•••••••• L•• | Apr 24, 2020 | Apr 28, 2020 | 4 | Firm change | Other |