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CRD 3989
WINDSOR, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NATALIE ANDREA BOWS | n/a | TAUNTON, MA | WINDSOR, CT | 25 | 26 | n/a | yes |
| WILLIAM EDWARD CRON | Certified Financial Planner | Alna, ME | WINDSOR, CT | 21 | 22 | n/a | yes |
| SUSAN RAE LIBBY COLAVECCHIO | n/a | Lilburn, GA | WINDSOR, CT | 20 | 20 | n/a | yes |
| PAUL PETER VASSILY | n/a | WINDSOR, CT | 18 | 19 | n/a | yes |
| COLLEEN BETH BEAUMONT | n/a | FERNDALE, MI | 17 | 18 | n/a | yes |
| HEIDI LYNN SCHILLER | n/a | WINDSOR, CT | Lansing, MI | 17 | 25 | n/a | yes |
| KATHY NOEL VAN FOSSEN | n/a | WINDSOR, CT | GRAND LEDGE, MI | 17 | 17 | n/a | yes |
| Kelly Jo Taylor | n/a | Dewitt, MI | WINDSOR, CT | 13 | 15 | n/a | yes |
| KRISTEN ALEXANDRA GOTTUSO | n/a | Bath, ME | WINDSOR, CT | 11 | 12 | n/a | yes |
| WESLEY LEE HANDLEY | n/a | KLAMATH FALLS, OR | WINDSOR, CT | 11 | 36 | 4 | yes |
| Janet Lee Hile | n/a | Lansing, MI | 8 | 17 | n/a | yes |
| MICHAEL JOHN BRONSON | n/a | Grand Rapids, MI | 8 | 34 | 1 | yes |
| JONATHAN JAMES ULDRIKIS | Certified Financial Planner | SOUTH WINDSOR, CT | WINDSOR, CT | 8 | 28 | 2 | yes |
| JOANNA SAMMY-SASIENE | n/a | League City, TX | WINDSOR, CT | 8 | 25 | 5 | yes |
| ALFREDO HERNANDEZ | n/a | WINDSOR, CT | Chicago, IL | 8 | 23 | 3 | yes |
| THOMAS PATRICK KENNEY | n/a | WINDSOR, CT | Hyde Park, MA | 7 | 31 | 2 | yes |
| GORDON BURKE WARD | n/a | WINDSOR, CT | Hackensack, NJ | 7 | 28 | 8 | yes |
| DENIS PATRICK KELLEHER | n/a | WINDSOR, CT | MARSHFIELD, MA | 7 | 27 | 2 | yes |
| JULIE KAY PEDERSEN-MCDEVITT | n/a | WINDSOR, CT | Portland, OR | 7 | 12 | 1 | yes |
| TRAVIS M LOWE | n/a | FRAMINGHAM, MA | Braintree, MA | 7 | 27 | 4 | yes |
| VANESSA GIUSTI | n/a | Windsor, CT | HARTFORD, CT | 7 | 12 | 1 | yes |
| BRENNAN GILBERT HUNT | n/a | WINDSOR, CT | 6 | 10 | n/a | yes |
| Timothy William Greer | n/a | Middletown, CT | WINDSOR, CT | 5 | 11 | 1 | yes |
| CHRISTOPHER EUGENE TROVATO | n/a | WINDSOR, CT | SIMSBURY, CT | 4 | 12 | 2 | yes |
| TIMOTHY JAMES ERTZ | n/a | Portland, OR | WINDSOR, CT | 4 | 25 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EASTON, STEPHEN, JOSEPH | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2022 | Sep 9, 2022 | Apr 1, 2024 |
| VOYA FINANCIAL, INC. | Shareholder | E | yes | 04/2014 | Apr 24, 2014 | Apr 1, 2024 |
| VOYA HOLDINGS, INC. | Parent | E | yes | 07/2008 | Sep 30, 2014 | Apr 1, 2024 |
| VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | SOLE MEMBER OF APPLICANT | E | yes | 12/2019 | Jan 24, 2020 | Apr 1, 2024 |
| WHITE, JASON, MICHAEL | MANAGING DIRECTOR | Na | yes | 04/2022 | Apr 29, 2022 | Apr 1, 2024 |
| KELLEY, MEREDITH P | CHIEF FINANCIAL OFFICER | Na | no | 07/2023 | Sep 5, 2023 | Apr 1, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VOYA INVESTMENT MANAGEMENT CO. LLC | n/a | Asset manager | $275B | N | yes | n/a |
| VOYA INVESTMENTS, LLC | n/a | Asset manager | $59B | N | yes | n/a |
| VOYA INVESTMENT MANAGEMENT LLC | n/a | Institutional manager | $39B | N | yes | n/a |
| VOYA ALTERNATIVE ASSET MANAGEMENT LLC | n/a | Asset manager | $34B | N | yes | n/a |
| POMONA MANAGEMENT LLC | n/a | Asset manager | $15B | N | yes | n/a |
| VOYA FINANCIAL ADVISORS, INC. | n/a | Bd affiliated wealth | $3.9B | N | yes | n/a |
| VOYA INVESTMENT MANAGEMENT (UK) LIMITED | n/a | Former SEC adviser | $52.8M | N | yes | n/a |
| RELIASTAR LIFE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK | n/a | n/a | n/a | N | yes | n/a |
| VOYA FINANCIAL PARTNERS, LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| VOYA INSTITUTIONAL PLAN SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| VOYA INSTITUTIONAL TRUST COMPANY | n/a | n/a | n/a | N | yes | Ct |
| VOYA INVESTMENTS DISTRIBUTOR, LLC | n/a | n/a | n/a | N | yes | n/a |
| VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Braintree | Ma | United States | 8 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 6, 2026 | $37B | $37B | 121 | 121 | 1 | n/a | n/a |
| 2024 | Apr 14, 2025 | $31B | $31B | 116 | 116 | 1 | n/a | n/a |
| 2023 | Mar 13, 2024 | $27B | $27B | 136 | 136 | 1 | n/a | n/a |
| 2022 | Mar 17, 2023 | $18B | $18B | 70 | 70 | 1 | n/a | n/a |
| 2021 | Mar 18, 2022 | $21B | $21B | 62 | 62 | 2 | n/a | n/a |
| 2020 | Mar 18, 2021 | $18B | $18B | 47 | 47 | 2 | n/a | n/a |
| 2019 | Mar 18, 2020 | $14B | $14B | 44 | 44 | 2 | n/a | n/a |
| 2018 | Mar 20, 2019 | $16B | $16B | 43 | 43 | 2 | n/a | n/a |
| 2017 | Mar 2, 2018 | $16B | $16B | 34 | 24 | 2 | n/a | n/a |
| 2016 | Mar 3, 2017 | $11B | $11B | 40 | 35 | n/a | n/a | n/a |
| 2015 | Mar 4, 2016 | $9.7B | $9.7B | 45 | 40 | n/a | n/a | n/a |
| 2014 | Feb 27, 2015 | $14B | $14B | 50 | 45 | n/a | n/a | n/a |
| 2013 | Feb 7, 2014 | $11B | $11B | 60 | 50 | n/a | n/a | n/a |
| 2012 | Jan 31, 2013 | $7.5B | $7.5B | 58 | 50 | n/a | n/a | n/a |
| 2011 | Feb 28, 2012 | $5.0B | $5.0B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 15 | 8 | 7 | 6.2% | 4 | 5 | 0 | 47 | 29 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $37B | $31B | 21.3% | $18B | 26.8% | 121 | 116 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | 2 | Feb 25, 2016 | Feb 10, 2016 | QUINCY, MA | Team lift out | Other | 8.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | 2 | Aug 13, 2026 | Aug 24, 2026 | ABINGTON, MA | Channel change | Other | 0.3% |
| VOYA FINANCIAL ADVISORS, INC. | 2 | Jan 21, 2026 | Feb 19, 2026 | BOSTON, MA | Channel change | Other | 0.3% |
| ONEAMERICA SECURITIES, INC. | 2 | Feb 8, 2025 | Mar 18, 2025 | GREENWOOD VILLAGE, CO | Team lift out | Other | 0.7% |
| ONEAMERICA SECURITIES, INC. | 9 | Feb 1, 2025 | Feb 11, 2026 | INDIANAPOLIS, IN | Team lift out | Other | 3.0% |
| ONEAMERICA SECURITIES, INC. | 2 | Jan 6, 2025 | Apr 11, 2025 | INDIANAPOLIS, IN | Team lift out | Other | 0.7% |
| VOYA FINANCIAL PARTNERS, LLC | 5 | Jul 12, 2023 | Aug 22, 2023 | WINDSOR, CT | Channel change | Other | 45.5% |
| VOYA FINANCIAL ADVISORS, INC. | 2 | Mar 9, 2021 | Jul 14, 2023 | DANVILLE, CA | Channel change | Other | 0.2% |
| VOYA FINANCIAL ADVISORS, INC. | 3 | Mar 29, 2019 | Jun 7, 2019 | BRAINTREE, MA | Channel change | Other | 0.2% |
| VOYA FINANCIAL ADVISORS, INC. | 5 | May 22, 2018 | Sep 24, 2018 | WINDSOR, CT | Channel change | Ibd to RIA | 0.4% |
| VOYA FINANCIAL ADVISORS, INC. | 2 | Sep 29, 2016 | Jul 14, 2023 | WINDSOR, CT | Channel change | Other | 0.2% |