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CRD 343090
TUSTIN, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| YUXIN TIM TIAN | n/a | TUSTIN, CA | 0 | 11 | 1 | no |
| SILING PAN | n/a | TUSTIN, CA | 0 | 10 | n/a | no |
| Wenxuan Zhu | n/a | TUSTIN, CA | 0 | 10 | 1 | no |
| Xiliang Zhou | n/a | TUSTIN, CA | 0 | 16 | n/a | no |
| Hei Ming Chan | n/a | TUSTIN, CA | 0 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| TIAN, YUXIN, TIM | CEO & CCO | E | yes | 05/2026 | Jun 26, 2026 | Jun 26, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 2 | 0 | 0 | 2 | 0 |