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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

RYAN NOLAN CONNELLY

Advisor at LPL FINANCIAL LLC

FORT MYERS, FL | MOKENA, IL | FRANKFORT, IL | GURNEE, IL

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Search this name across graphsid dfx:ria:064e0ac0-c294-5850-5d23-92938bc686df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Feb 12, 1999
First registration: Mar 11, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 3157406

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	n/a	yes	MOKENA, IL\|FORT MYERS, FL\|FRANKFORT, IL\|GURNEE, IL	Current employment
WADDELL & REED	Former SEC adviser	May 1, 2015	Jul 21, 2021	no	LISLE, IL\|SAVAGE, MN\|MOKENA, IL\|MOKENA, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 15, 2015	no	Chicago, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	CHICAGO, IL	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Dec 12, 2005	Apr 9, 2007	no	WINNETKA, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 11, 2005	Dec 31, 2005	no	WINNETKA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	WADDELL & REED	May 15, 2015	May 1, 2015	-14	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
BMO HARRIS FINANCIAL ADVISORS, INC	MORGAN STANLEY & CO. LLC	Apr 9, 2007	Apr 2, 2007	-7	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	BMO HARRIS FINANCIAL ADVISORS, INC	Dec 31, 2005	Dec 12, 2005	-19	Bulk transfer	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 1, 2015 to Jul 21, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 15, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Dec 12, 2005 to Apr 9, 2007factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 11, 2005 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.