DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••• W••••• M••••••••• L••
Vero Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••• W••••• M••••••••• L•• | State registered | Jul 12, 2019 | n/a | yes | Vero Beach, FL | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jul 25, 2013 | Jul 11, 2017 | no | VERO BEACH, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | M••• W••••• M••••••••• L•• | Jul 11, 2017 | Jul 12, 2019 | 731 | Firm change after gap | Other |
| W•••• F•••• A••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | May 23, 2013 | Jul 25, 2013 |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | May 23, 2013 | no | VERO BEACH, FL|VERO BEACH, FL | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Apr 26, 2004 | Jan 1, 2008 | no | VERO BEACH, FL|ST. LOUIS, MO|VERO BEACH, FL | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 16, 1995 | Apr 30, 2004 | no | VERO BEACH, FL | Previous registration |
| 63 |
| Firm change |
| Other |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| U•• F•••••••• S••••••• I••• | A• G• E•••••• • S•••• I••• | Apr 30, 2004 | Apr 26, 2004 | -4 | Firm change | Other |