DFX Intelligence

J•••••• R•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

J•••••• R•••• C•••••

Advisor at W•••• A•••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:065451c5-795c-1943-3b18-9ce08b3d8968

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 6, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 2, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• A•••••••	Independent wealth	Jan 26, 2016	n/a	yes	CHARLOTTE, NC	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jan 21, 2015	Jan 4, 2016	no	CHARLOTTE, NC\|Charlotte, NC\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	W•••• A•••••••	Jan 4, 2016	Jan 26, 2016	22	Firm change	Other
L•• F•••••••• L••	P•••••••• S••••••••• I•••	Dec 8, 2014	Jan 21, 2015

Relationships

Registered with (4)

→ W•••• A•••••••Registered adviserregistration: current employment
Jan 26, 2016 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 21, 2015 to Jan 4, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 29, 2013 to Dec 8, 2014factForm ADV
→ C••• B•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:065451c5-795c-1943-3b18-9ce08b3d8968
First observed: May 6, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.