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Advisor at LAGUNA CAPITAL MANAGEMENT, INC.
Jenks, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAGUNA CAPITAL MANAGEMENT, INC. | State registered | Dec 4, 2015 | n/a | yes | Jenks, OK | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 10, 2012 | Dec 14, 2015 | no | SANTA BARBARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | LAGUNA CAPITAL MANAGEMENT, INC. | Dec 14, 2015 | Dec 4, 2015 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:269869:CA:2015-12-14 | Dec 14, 2015 | Dec 4, 2015 | SANTA BARBARA, CA | Firm change |