DFX Intelligence

G••••• T•••••• S•• C••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

G••••• T•••••• S•• C••

Advisor at P••••••

SHELTON, CT | FLINT, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0662d253-fb86-5542-8b22-3185301d2629

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 19, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Mixed wealth	Dec 8, 2025	n/a	yes	FLINT, MI\|SHELTON, CT	Current employment
O••••• L••••• V••••••• I••••••••• G••••• I•••	Former SEC adviser	Dec 15, 2021	Dec 8, 2025	no	FLINT, MI\|FLINT, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• L••••• V••••••• I••••••••• G••••• I•••	P••••••	Dec 8, 2025	Dec 8, 2025	0	Firm change	RIA to RIA
M••••• S••••••	O••••• L••••• V••••••• I••••••••• G••••• I•••	Nov 15, 2021	Dec 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
312989:288239:MI:2025-12-08	Dec 8, 2025	Dec 8, 2025	FLINT, MI	Firm change

Relationships

Registered with (3)

→ P••••••Registered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ O••••• L••••• V••••••• I••••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 15, 2021 to Dec 8, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 28, 2010 to Nov 15, 2021factForm ADV

Dated events

Occurred
Dec 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0662d253-fb86-5542-8b22-3185301d2629
First observed: Sep 28, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.