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Advisor at SILVER OAK SECURITIES, INC.
Greenville, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | Mar 31, 2023 | n/a | yes | Greenville, SC | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Jan 3, 2017 | Apr 4, 2023 | no | SIMPSONVILLE, SC|GREENVILLE, SC|VIRGINIA BEACH, VA | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Aug 17, 2016 | Jan 6, 2017 | no | GREENVILLE, SC|GREER, SC|MAULDIN, SC|GREENVILLE, SC | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 3, 2005 | Dec 31, 2016 | no | GREENVILLE, SC|GREENVILLE, SC|ANDERSON, SC|TRAVELERS REST, SC|LAURENS, SC|CLINTON, SC|NINETY-SIX, SC|SALUDA, SC|WILLIAMSTON, SC|EASLEY, SC|TAYLORS, SC|GREENVILLE, SC|GREENVILLE, SC|GREENVILLE, SC|GREENVILLE, SC|GREENVILLE, SC|TAYLORS, SC|MAULDIN, SC|TRAVELERS REST, SC|SPARTANBURG, SC|GREER, SC|GREENVILLE, SC|GREENVILLE, SC|GREER, SC|MAULDIN, SC|GREENVILLE, SC|FOUNTAIN INN, SC|GREENVILLE, SC|SIMPSONVILLE, SC|SIMPSONVILLE, SC|TAYLORS, SC|GREENVILLE, SC|GREENVILLE, SC|GREER, SC|GREENVILLE, SC|GREENVILLE, SC|GREENVILLE, SC|SALUDA, SC | Previous registration |
| NCF FINANCIAL SERVICES, INC. | n/a | Aug 24, 2001 | Jan 3, 2005 | no | MAULDIN, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | SILVER OAK SECURITIES, INC. | Apr 4, 2023 | Mar 31, 2023 | -4 | Firm change | Ibd to ibd |
| TRUIST ADVISORY SERVICES, INC. | OSAIC FS, INC. | Jan 6, 2017 | Jan 3, 2017 | -3 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Aug 17, 2016 | -136 | Bulk transfer | Other |
| NCF FINANCIAL SERVICES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jan 3, 2005 | Jan 3, 2005 | 0 | Bulk transfer | Other |