DFX Intelligence

K•••• C••••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist18 years in industry

K•••• C••••••••• R••••

Advisor at F•••• P••••••• W•••••• L••

ST. LOUIS, MO | FARMINGTON HILLS, MI

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Search this name across graphsid dfx:ria:066e6f11-e2de-6025-a2cd-041bf1022767

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 3, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2024	n/a	yes	FARMINGTON HILLS, MI\|ST. LOUIS, MO	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Mar 27, 2024	Nov 14, 2024	no	ST LOUIS, MO\|FARMINGTON HILLS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	F•••• P••••••• W•••••• L••	Nov 14, 2024	Jul 1, 2024	-136	Bulk transfer	RIA to RIA
W•••••••• W••••• M••••••••• L••	B••••••••• S•••••••• W•••••• L••	Mar 27, 2024	Mar 27, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
124556:143323:MI:2024-03-27	Mar 27, 2024	Mar 27, 2024	FARMINGTON HILLS, MI	Firm change

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Mar 27, 2024 to Nov 14, 2024factForm ADV
→ W•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 3, 2010 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:066e6f11-e2de-6025-a2cd-041bf1022767
First observed: May 3, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.