DFX Intelligence

E•••• D•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

E•••• D•••• F•••••

Advisor at M•• C•••••• M••••••••• L••

Boulder, CO

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Search this name across graphsid dfx:ria:066fba84-dc8a-0b11-4af4-62f35cc701ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	May 15, 2024	n/a	yes	Boulder, CO	Current employment
H••••• F•••••••• G••••• I•••	Former SEC adviser	Jan 1, 1999	Jun 3, 2024	no	BOULDER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• F•••••••• G••••• I•••	M•• C•••••• M••••••••• L••	Jun 3, 2024	May 15, 2024	-19	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 15, 2024 to presentfactForm ADV
→ H••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 1, 1999 to Jun 3, 2024factForm ADV

Dated events

Occurred
Jun 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:066fba84-dc8a-0b11-4af4-62f35cc701ab
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.